Independent And Efficient Assessments Of Your Internal Control Environment For Your Financial Institution.

Meet Your Regulatory Compliance Requirements

Perform annual internal control assessment as per MAS regulatory or licensing requirements. Be prepared for MAS Audits

Manage The Operational Risks Of Your Business

Benchmark your operational process and control set-up against industry peers and global best practice. Ensure robust processes comply with MAS regulatory requirements.

Get The Necessary Independent Assurances Through Regular Internal Audits

Provide assurance to your Board and key stakeholders on the design and operating effectiveness of your firm’s policies, procedures and controls.

Get The Necessary Independent Assurances Through Regular Internal Audits

We give advice based on our findings.
Ingenia achieves healthy controls management through by assessing your controls over a wide scope of activities that you select. Depending on your needs, we will advise you on the scopes that will meet your objectives.

Our Work Scope Can Cover The An Assessment Of Controls Over The Following Business Activities:

Customer Facing Activities

  • Advertisement of services and products
  • Customer reporting
  • Sales / Introducer management
  • Product suitability
  • Customer meetings

Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

Business Support Activities

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

  • Investor’s subscription / redemption
  • Trade settlement
  • NAV verification
  • Corporate action
  • Position reconciliation
  • Cash management
  • Independent custody of customer’s assets

Governance & Risk Management

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum.

Get the comprehensive assurances your financial business needs within 8 weeks with our internal audit services.
Head of Internal Audit

Victor Chan, Director For Internal Audit Services

Victor is a U.S. Certified Public Accountant. He was with a Big 4 risk advisory and internal auditor of a European investment bank in Hong Kong. Having started his career with a U.S. investment bank in 1999, Victor has expertise in the financial services industry and extensive knowledge of the U.S., Hong Kong and Singapore market. He possesses strong technical skills in accounting, operations, compliance, risk management as well as financial regulations.

Get the comprehensive assurances your financial business needs within 8 weeks with our internal audit services.

SPEAK TO VICTOR
Head of Internal Audit

Victor Chan, Director For Internal Audit Services

Victor is a U.S. Certified Public Accountant. He was with a Big 4 risk advisory and internal auditor of a European investment bank in Hong Kong. Having started his career with a U.S. investment bank in 1999, Victor has expertise in the financial services industry and extensive knowledge of the U.S., Hong Kong and Singapore market. He possesses strong technical skills in accounting, operations, compliance, risk management as well as financial regulations.

Get the comprehensive assurances your financial business needs within 8 weeks with our internal audit services.

SPEAK TO VICTOR