• Manager, Ingenia Consultants (present) 
  • Senior Compliance Officer, Saint James Place Wealth Management (2021-2023) 
  • Compliance Executive, XEF Pte Ltd (2019-2021) 
  • Legal Executive (Law / Compliance), RHTLaw Taylor Wessing (20182019) 

  • Bachelor of Laws (LLB) – University of Birmingham City 
Manager

Stephanie Raj

Stephanie has approximately seven years of AML compliance experience. Before returning to Singapore, she worked in law firms in the United Kingdom. Gradually, she transitioned to compliance, now her main area of expertise. As an ambitious professional, she holds a Bachelor of Laws (LLB) and has obtained extensive training and compliance qualifications from the International Compliance Training Academy and the Association of Anti-Money Laundering Specialists.

Before joining Ingenia, Stephanie was mostly employed as an in-house compliance officer. Stephanie has conducted numerous employee training sessions, independently conducted complex investigations, and managed end-to-end compliance matters. In addition, she has independently provided compliance advice for businesses and handled multiple ongoing projects.  

Experience

Law firm

Developed a framework and policies to facilitate a compliant business for clients and executed the required controls

Various financial institutions

Drafting of compliance manuals and establishing of internal controls 

Various financial institutions

Conducting customer due diligence and transaction monitoring, including the submission of suspicious transaction reports (STRs), as the appointed MLRO 

Various fund management firms

Assessment of outsourcing arrangements

Various financial institutions

Fit and proper assessments of staff