- Manager, Ingenia Consultants (present)
- Senior Compliance Officer, Saint James Place Wealth Management (2021-2023)
- Compliance Executive, XEF Pte Ltd (2019-2021)
- Legal Executive (Law / Compliance), RHTLaw Taylor Wessing (2018–2019)
- Bachelor of Laws (LLB) – University of Birmingham City
Stephanie Raj
Stephanie has approximately seven years of AML compliance experience. Before returning to Singapore, she worked in law firms in the United Kingdom. Gradually, she transitioned to compliance, now her main area of expertise. As an ambitious professional, she holds a Bachelor of Laws (LLB) and has obtained extensive training and compliance qualifications from the International Compliance Training Academy and the Association of Anti-Money Laundering Specialists.
Before joining Ingenia, Stephanie was mostly employed as an in-house compliance officer. Stephanie has conducted numerous employee training sessions, independently conducted complex investigations, and managed end-to-end compliance matters. In addition, she has independently provided compliance advice for businesses and handled multiple ongoing projects.
Experience
Law firm
Developed a framework and policies to facilitate a compliant business for clients and executed the required controls
Various financial institutions
Drafting of compliance manuals and establishing of internal controls
Various financial institutions
Conducting customer due diligence and transaction monitoring, including the submission of suspicious transaction reports (STRs), as the appointed MLRO
Various fund management firms
Assessment of outsourcing arrangements
Various financial institutions
Fit and proper assessments of staff