COMPLIANCE
Effective compliance with your regulatory obligations as a
financial institution in Singapore
Skilled and Experienced Consultants
The navigation of MAS regulations and regulatory developments is daunting for any financial institution. Regardless of the extent of your regulatory obligations or compliance challenges, our compliance consultants have industry leading skills, expertise and draw on extensive experience to meet your compliance requirements.


Tailored to Meet Your Compliance Needs
You can choose to entirely outsource your compliance obligations to Ingenia or request for support on specific regulatory challenges as best fit for your operations. With peace of mind as a compliant financial institution, you can focus your efforts on driving your business. Ingenia takes pride in supporting its clients and keeping them sustainable.
Technology Leveraged for Your Business
Our outsourced compliance includes access to and the use of our compliance tools for your AML/CFT screening, trainings and policy management. You benefit from the enhanced efficiency and effectiveness of these regtech tools at no additional cost.

Our core Outsourced Compliance services include:
- Drafting of a compliance framework including policies and procedures
- Review and proposal of amendments to your policies and procedures
- Monitoring of regulatory requirements
- On-boarding and on-going KYC and CDD
- Transaction monitoring
- Regulatory HR support
- Maintenance of statutory registers, e.g. securities register, outsourcing register
- Business continuity management
- Investment reviews: balanced score cards, processes and review of breaches
- Regulatory assessment of new services, products and organisational structures
- MAS reporting: Preparation, review and filing of regulatory returns and surveys
- Firm-wide compliance training
- Client complaint management
- Personal data protection
- Outsourcing (assessment of service providers)
- Sales compliance support
Meet Our Head of Regulatory and Risk Services

Rolf Haudenschild , Head of Regulatory and Risk Services
Rolf heads Ingenia’s regulatory compliance practice. He is a qualified lawyer and spent his initial career serving the Swiss financial regulator and working on corporate governance and AML/CFT compliance in the legal and regulatory compliance departments of leading banks in Switzerland and Singapore.
Since establishing the regulatory compliance practice of Ingenia, Rolf has assisted a range of financial institutions in their MAS licensing and MAS regulatory matters. He is highly regarded in the financial industry for his expertise in MAS regulations and his acumen for servicing LFMCs, RFMCs, securities brokers and payment service providers.